May 2017 – The Fiduciary Rule: Brokers Confront a Higher Standard of Care

The goal of a common fiduciary standard among financial service providers remains stymied in a political morass, but progress continues. This seemingly dry subject is in fact vitally important to household investors. A year ago we described the Department of Labor’s then newly-released “Fiduciary Rule.” The rule extended the “best interest” standard to encompass broker […]

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